O'CONNOR CAPITAL ADVISORY, LLC

CRD 152687File 801-136929

APPROVED

Retail clients

Filing as of Jul 2, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$112.1M

Bottom 25% of cohort (national)

Discretionary AUM

$112.1M

Clients

120 accounts

Employees

Bottom 25% of cohort in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Aug 5, 2026
Principal office: 5635 N SCOTTSDALE RD, STE 170, SCOTTSDALE, AZ, 85250
Phone: 480-729-6260
Website: HTTP://WWW.OCCAP.NET

Assets & accounts

ADV Item 5F

Total regulatory AUM: $112.1M
Discretionary AUM: $112.1M
Non-discretionary AUM: $0
Discretionary accounts: 120
Non-discretionary accounts: 0
Total accounts: 120
AUM per client: $3.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$14.4M
High net worth individuals	38	$90.0M
Pension and profit sharing plans	Fewer than 5	$7.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.