← Directory
RIA ADVISORY GROUP, LLC
CRD 152566File 801-117837
APPROVED
Retail clients
Disclosure events
Filing as of Jun 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$568.4M
Above cohort median (national)
Discretionary AUM
$561.9M
Non-discretionary $6.5M
Clients
1,996
3,228 accounts
Employees
25
Above cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 2, 2020
- Principal office
- 500 SW 7TH STREET, SUITE 204, DES MOINES, IA, 50309
- Phone
- (515) 965-8588
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $568.4M
- Discretionary AUM
- $561.9M
- Non-discretionary AUM
- $6.5M
- Discretionary accounts
- 3,062
- Non-discretionary accounts
- 166
- Total accounts
- 3,228
- AUM per client
- $285K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 25 | $9.2M |
| High net worth individuals | 101 | $241.8M |
| Pension and profit sharing plans | Fewer than 5 | $967K |
| Individuals (other than high net worth individuals) | 1,867 | $316.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.