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RIA ADVISORY GROUP, LLC
CRD 152566File 801-117837
APPROVED
Retail clients
Disclosure events
Filing as of Jun 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$568.4M
Above cohort median (national)
Discretionary AUM
$561.9M
Non-discretionary $6.5M
Clients
1,996
3,228 accounts
Employees
25
Above cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 2, 2020
- Principal office
- 500 SW 7TH STREET, SUITE 204, DES MOINES, IA, 50309
- Phone
- (515) 965-8588
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $568.4M
- Discretionary AUM
- $561.9M
- Non-discretionary AUM
- $6.5M
- Discretionary accounts
- 3,062
- Non-discretionary accounts
- 166
- Total accounts
- 3,228
- AUM per client
- $285K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 25 | $9.2M |
| High net worth individuals | 101 | $241.8M |
| Pension and profit sharing plans | Fewer than 5 | $967K |
| Individuals (other than high net worth individuals) | 1,867 | $316.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 23 | 25 | increased by2 |
| Apr 1, 2026 | Clients | 1,618 | 1,996 | increased by378 |
| Apr 1, 2026 | AUM | $456,517,836 | $568,379,295 | increased by$111,861,459 |
| Apr 1, 2026 | Accounts | 3,009 | 3,228 | increased by219 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 23 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,828 | 1,618 | decreased by210 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $364,100,192 | $456,517,836 | increased by$92,417,644 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,964 | 3,009 | increased by45 |
| Apr 1, 2022 | Clients | 1,599 | 1,828 | increased by229 |
| Apr 1, 2022 | AUM | $351,841,254 | $364,100,192 | increased by$12,258,938 |
| Apr 1, 2022 | Accounts | 2,522 | 2,964 | increased by442 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RIA ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIA ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.