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EXPAND FINANCIAL, LLC
CRD 152515File 801-121644
APPROVED
Retail clients
Filing as of Mar 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.77B
Top 25% of cohort (national)
Discretionary AUM
$2.70B
Non-discretionary $76.0M
Clients
1,858
1,959 accounts
Employees
6
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jun 28, 2021
- Principal office
- Not reported
- Phone
- 720-387-8158
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.77B
- Discretionary AUM
- $2.70B
- Non-discretionary AUM
- $76.0M
- Discretionary accounts
- 1,907
- Non-discretionary accounts
- 52
- Total accounts
- 1,959
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 32 | $68.1M |
| Pension and profit sharing plans | 1,739 | $2.69B |
| Individuals (other than high net worth individuals) | 87 | $17.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PERCENTAGE OF TOTAL PLAN ASSETS
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.