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SUCCESSFUL PORTFOLIOS LLC
CRD 152429File 801-80702
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$281.5M
Below cohort median (national)
Discretionary AUM
$259.1M
Non-discretionary $22.5M
Clients
206
584 accounts
Employees
3
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 2, 2015
- Principal office
- 611 DRUID ROAD EAST, SUITE 407, CLEARWATER, FL, 33756
- Phone
- 727-744-3614
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $281.5M
- Discretionary AUM
- $259.1M
- Non-discretionary AUM
- $22.5M
- Discretionary accounts
- 560
- Non-discretionary accounts
- 24
- Total accounts
- 584
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $83K |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 10 | $108.8M |
| Pooled investment vehicles | 2 | $3.7M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $2.4M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 194 | $166.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 2 | 3 | increased by1 |
| Apr 1, 2026 | Clients | 191 | 206 | increased by15 |
| Apr 1, 2026 | AUM | $242,679,271 | $281,529,332 | increased by$38,850,061 |
| Apr 1, 2026 | Accounts | 565 | 584 | increased by19 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 2 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 300 | 191 | decreased by109 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $296,375,623 | $242,679,271 | decreased by$53,696,352 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 929 | 565 | decreased by364 |
| Apr 1, 2022 | Clients | 288 | 300 | increased by12 |
| Apr 1, 2022 | AUM | $298,682,829 | $296,375,623 | decreased by$2,307,206 |
| Apr 1, 2022 | Accounts | 883 | 929 | increased by46 |
| Nov 1, 2021 | Employees | 4 | 3 | decreased by1 |
| Nov 1, 2021 | Clients | 282 | 288 | increased by6 |
| Nov 1, 2021 | AUM | $290,052,747 | $298,682,829 | increased by$8,630,082 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SUCCESSFUL PORTFOLIOS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SUCCESSFUL PORTFOLIOS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.