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ABERNATHY GROUP II LLC
CRD 152401File 801-71255
APPROVED
Retail clients
Custody
Filing as of Mar 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$80.2M
Bottom 25% of cohort (national)
Discretionary AUM
$77.7M
Non-discretionary $2.5M
Clients
34
94 accounts
Employees
4
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 13, 2010
- Principal office
- 530 FIFTH AVENUE, 17 FLOOR, NEW YORK, NY, 10036
- Phone
- 212-293-3499
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $80.2M
- Discretionary AUM
- $77.7M
- Non-discretionary AUM
- $2.5M
- Discretionary accounts
- 88
- Non-discretionary accounts
- 6
- Total accounts
- 94
- AUM per client
- $2.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 19 | $72.7M |
| Pooled investment vehicles | 1 | $4.4M |
| Individuals (other than high net worth individuals) | 14 | $3.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — BUSINESS ADVISORY SERVICES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 45 | 34 | decreased by11 |
| Feb 1, 2026 | AUM | $67,095,670 | $80,196,208 | increased by$13,100,538 |
| Feb 1, 2026 | Accounts | 44 | 94 | increased by50 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 90 | 45 | decreased by45 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $73,351,636 | $67,095,670 | decreased by$6,255,966 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 95 | 44 | decreased by51 |
| Feb 1, 2022 | Clients | 40 | 90 | increased by50 |
| Feb 1, 2022 | AUM | $64,205,153 | $73,351,636 | increased by$9,146,483 |
| Feb 1, 2022 | Accounts | 85 | 95 | increased by10 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ABERNATHY GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ABERNATHY GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.