← Directory
VANTAGE WEALTH MANAGEMENT, LLC
CRD 152374File 801-70921
APPROVED
Retail clients
Filing as of Mar 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.12B
Above cohort median (national)
Discretionary AUM
$1.12B
Clients
639
1,888 accounts
Employees
9
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 4, 2010
- Principal office
- 66 BOVET ROAD, STE. 310, SAN MATEO, CA, 94402
- Phone
- 650-638-9600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.12B
- Discretionary AUM
- $1.12B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,888
- Non-discretionary accounts
- 0
- Total accounts
- 1,888
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 264 | $962.3M |
| Pension and profit sharing plans | Fewer than 5 | $7.1M |
| Individuals (other than high net worth individuals) | 371 | $153.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 620 | 639 | increased by19 |
| Apr 1, 2026 | AUM | $897,418,075 | $1,123,017,456 | increased by$225,599,381 |
| Apr 1, 2026 | Accounts | 1,751 | 1,888 | increased by137 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 9 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 517 | 620 | increased by103 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $488,608,000 | $897,418,075 | increased by$408,810,075 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,378 | 1,751 | increased by373 |
| Apr 1, 2022 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2022 | Clients | 409 | 517 | increased by108 |
| Apr 1, 2022 | AUM | $458,000,000 | $488,608,000 | increased by$30,608,000 |
| Apr 1, 2022 | Accounts | 1,316 | 1,378 | increased by62 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VANTAGE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VANTAGE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.