O'CONNOR WEALTH MANAGEMENT, INC.

CRD 152316File 801-131495

APPROVED

Retail clients

Filing as of Jun 23, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$179.1M

Bottom 25% of cohort (national)

Discretionary AUM

$179.1M

Clients

221

396 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Nov 19, 2024
Principal office: 139 E. COLORADO BLVD, SUITE 2, MONROVIA, CA, 91016
Phone: 626-386-5116
Website: http://www.ocwealthmgt.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $179.1M
Discretionary AUM: $179.1M
Non-discretionary AUM: $0
Discretionary accounts: 396
Non-discretionary accounts: 0
Total accounts: 396
AUM per client: $810K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$1.5M
High net worth individuals	71	$133.3M
Individuals (other than high net worth individuals)	150	$44.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — PERCENTAGE OF ASSETS UNDER ADMINISTRATION
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Mar 1, 2026	Clients	217	221	increased by4
Mar 1, 2026	AUM	$158,618,888	$179,112,814	increased by$20,493,926
Mar 1, 2026	Accounts	392	396	increased by4
May 1, 2025	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “O'CONNOR WEALTH” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“O'CONNOR WEALTH” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.