← Directory
CLEAR HARBOR ASSET MANAGEMENT, LLC
CRD 152242File 801-70821
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.05B
Top 25% of cohort (national)
Discretionary AUM
$2.05B
Non-discretionary $9.4M
Clients
820
1,865 accounts
Employees
24
Above cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 20, 2009
- Principal office
- 263 TRESSER BLVD., SUITE 1502, STAMFORD, CT, 06901
- Phone
- 212-867-7310
- Website
- HTTP://WWW.CLEARHARBORAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.05B
- Discretionary AUM
- $2.05B
- Non-discretionary AUM
- $9.4M
- Discretionary accounts
- 1,852
- Non-discretionary accounts
- 13
- Total accounts
- 1,865
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $76.2M |
| Charitable organizations | 9 | $49.8M |
| High net worth individuals | 451 | $1.73B |
| Pooled investment vehicles | 2 | $35.6M |
| Pension and profit sharing plans | 7 | $31.5M |
| Individuals (other than high net worth individuals) | 333 | $136.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 26 | 24 | decreased by2 |
| Apr 1, 2026 | Clients | 778 | 820 | increased by42 |
| Apr 1, 2026 | AUM | $1,742,800,000 | $2,054,393,403 | increased by$311,593,403 |
| Apr 1, 2026 | Accounts | 1,667 | 1,865 | increased by198 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 26 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 557 | 778 | increased by221 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,179,583,226 | $1,742,800,000 | increased by$563,216,774 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,235 | 1,667 | increased by432 |
| Apr 1, 2022 | Employees | 18 | 22 | increased by4 |
| Apr 1, 2022 | Clients | 478 | 557 | increased by79 |
| Apr 1, 2022 | AUM | $920,530,544 | $1,179,583,226 | increased by$259,052,682 |
| Apr 1, 2022 | Accounts | 1,002 | 1,235 | increased by233 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CLEAR HARBOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CLEAR HARBOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.