← Directory
GOLD INVESTMENT MANAGEMENT LTD.
CRD 152056File 801-72738
APPROVED
Retail clients
Disclosure events
Filing as of Mar 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$525.8M
Above cohort median (national)
Discretionary AUM
$525.8M
Clients
965
2,890 accounts
Employees
7
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Oct 21, 2011
- Principal office
- 10226 - 104 STREET NW, SUITE 502 FOX TOWER ONE, EDMONTON, AB T5J 1B8
- Phone
- 780-436-9955
- Website
- HTTPS://WWW.GOLD-IM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $525.8M
- Discretionary AUM
- $525.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,890
- Non-discretionary accounts
- 0
- Total accounts
- 2,890
- AUM per client
- $545K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 31 | $20.1M |
| Charitable organizations | Fewer than 5 | $71.2M |
| High net worth individuals | 35 | $108.4M |
| Pension and profit sharing plans | Fewer than 5 | $109.8M |
| Individuals (other than high net worth individuals) | 899 | $216.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D3
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 859 | 965 | increased by106 |
| Apr 1, 2026 | AUM | $409,527,389 | $525,761,061 | increased by$116,233,672 |
| Apr 1, 2026 | Accounts | 2,614 | 2,890 | increased by276 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 7 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 791 | 859 | increased by68 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $471,530,703 | $409,527,389 | decreased by$62,003,314 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,435 | 2,614 | increased by179 |
| Apr 1, 2022 | Clients | 734 | 791 | increased by57 |
| Apr 1, 2022 | AUM | $337,260,466 | $471,530,703 | increased by$134,270,237 |
| Apr 1, 2022 | Accounts | 2,215 | 2,435 | increased by220 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GOLD INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GOLD INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.