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STRATEGIC INCOME MANAGEMENT, LLC
CRD 151956File 801-71765
APPROVED
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.14B
Top 25% of cohort (national)
Discretionary AUM
$3.14B
Clients
6
6 accounts
Employees
6
Top 10% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 30, 2010
- Principal office
- SUITE 713, 1200 WESTLAKE AVE N, SEATTLE, WA, 98109
- Phone
- 206-608-3873
- Website
- https://www.sim-llc.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.14B
- Discretionary AUM
- $3.14B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 6
- Non-discretionary accounts
- 0
- Total accounts
- 6
- AUM per client
- $523.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Non-U.S. persons | 1 | $331.1M |
| Insurance companies | 1 | $78.0M |
| Investment companies | 1 | $2.07B |
| Pooled investment vehicles | 1 | $445.6M |
| State or municipal government entities | 2 | $211.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2026 | AUM | $2,745,178,839 | $3,139,274,177 | increased by$394,095,338 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,766,272,674 | $2,745,178,839 | increased by$978,906,165 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5 | 6 | increased by1 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | AUM | $1,352,305,755 | $1,766,272,674 | increased by$413,966,919 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STRATEGIC INCOME” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STRATEGIC INCOME” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.