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PATHSTONE
Legal name: PATHSTONE FAMILY OFFICE, LLC
CRD 151736File 801-70776
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$110.30B
Top 10% of cohort (national)
Discretionary AUM
$65.58B
Non-discretionary $44.72B
Clients
2,244
27,165 accounts
Employees
704
Top 10% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 4, 2009
- Principal office
- 10 STERLING BLVD, SUITE 402, ENGLEWOOD, NJ, 07631
- Phone
- 201-944-7284
- Website
- HTTP://WWW.PATHSTONE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $110.30B
- Discretionary AUM
- $65.58B
- Non-discretionary AUM
- $44.72B
- Discretionary accounts
- 17,133
- Non-discretionary accounts
- 10,032
- Total accounts
- 27,165
- AUM per client
- $49.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 23 | $1.91B |
| Charitable organizations | 72 | $6.34B |
| High net worth individuals | 1,834 | $91.00B |
| Pooled investment vehicles | 165 | $10.66B |
| Pension and profit sharing plans | 5 | $306.6M |
| Individuals (other than high net worth individuals) | 145 | $74.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 663 | 704 | increased by41 |
| Apr 1, 2026 | Clients | 2,219 | 2,244 | increased by25 |
| Apr 1, 2026 | AUM | $100,444,137,501 | $110,295,873,738 | increased by$9,851,736,237 |
| Apr 1, 2026 | Accounts | 26,320 | 27,165 | increased by845 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 239 | 663 | increased by424 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,021 | 2,219 | increased by1,198 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $22,604,852,072 | $100,444,137,501 | increased by$77,839,285,429 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12,921 | 26,320 | increased by13,399 |
| Sep 1, 2022 | Employees | 211 | 239 | increased by28 |
| Jun 1, 2022 | Clients | 1,020 | 1,021 | increased by1 |
| Apr 1, 2022 | Employees | 198 | 211 | increased by13 |
| Apr 1, 2022 | Clients | 1,015 | 1,020 | increased by5 |
| Apr 1, 2022 | AUM | $19,598,088,292 | $22,604,852,072 | increased by$3,006,763,780 |
| Apr 1, 2022 | Accounts | 11,457 | 12,921 | increased by1,464 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PATHSTONE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PATHSTONE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.