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BULLDOG INVESTORS, LLP
CRD 151585File 801-70596
APPROVED
Retail clients
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$561.0M
Above cohort median (national)
Discretionary AUM
$561.0M
Clients
132
157 accounts
Employees
6
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 23, 2009
- Principal office
- 250 PEHLE AVE., SUITE 708, SADDLE BROOK, NJ, 07663
- Phone
- 201-556-0092
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $561.0M
- Discretionary AUM
- $561.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 157
- Non-discretionary accounts
- 0
- Total accounts
- 157
- AUM per client
- $4.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $4.8M |
| Investment companies | 3 | $485.4M |
| Charitable organizations | 2 | $2.2M |
| High net worth individuals | 22 | $32.2M |
| Pension and profit sharing plans | 2 | $856K |
| Individuals (other than high net worth individuals) | 99 | $28.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 136 | 132 | decreased by4 |
| Apr 1, 2026 | Clients | 207 | 136 | decreased by71 |
| Apr 1, 2026 | AUM | $455,995,108 | $560,984,507 | increased by$104,989,399 |
| Apr 1, 2026 | Accounts | 227 | 157 | decreased by70 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 470 | 207 | decreased by263 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $454,181,904 | $455,995,108 | increased by$1,813,204 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 482 | 227 | decreased by255 |
| Apr 1, 2022 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2022 | Clients | 241 | 470 | increased by229 |
| Apr 1, 2022 | AUM | $364,027,139 | $454,181,904 | increased by$90,154,765 |
| Apr 1, 2022 | Accounts | 256 | 482 | increased by226 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BULLDOG INVESTORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BULLDOG INVESTORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.