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NIKULSKI FINANCIAL, INC.
CRD 151569File 801-109933
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$449.0M
Above cohort median (national)
Discretionary AUM
$449.0M
Clients
475
475 accounts
Employees
10
Above cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 8, 2017
- Principal office
- 4275 ONTARIO DRIVE, BETTENDORF, IA, 52722
- Phone
- 563-344-0118
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $449.0M
- Discretionary AUM
- $449.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 475
- Non-discretionary accounts
- 0
- Total accounts
- 475
- AUM per client
- $945K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.2M |
| Charitable organizations | Fewer than 5 | $3.8M |
| High net worth individuals | 116 | $338.7M |
| Individuals (other than high net worth individuals) | 352 | $103.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.