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NIKULSKI FINANCIAL, INC.
CRD 151569File 801-109933
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$449.0M
Above cohort median (national)
Discretionary AUM
$449.0M
Clients
475
475 accounts
Employees
10
Above cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 8, 2017
- Principal office
- 4275 ONTARIO DRIVE, BETTENDORF, IA, 52722
- Phone
- 563-344-0118
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $449.0M
- Discretionary AUM
- $449.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 475
- Non-discretionary accounts
- 0
- Total accounts
- 475
- AUM per client
- $945K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.2M |
| Charitable organizations | Fewer than 5 | $3.8M |
| High net worth individuals | 116 | $338.7M |
| Individuals (other than high net worth individuals) | 352 | $103.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2026 | Clients | 418 | 475 | increased by57 |
| Apr 1, 2026 | AUM | $370,467,092 | $448,977,741 | increased by$78,510,649 |
| Apr 1, 2026 | Accounts | 1,377 | 475 | decreased by902 |
| Dec 1, 2025 vs May 1, 2025 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 377 | 418 | increased by41 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $288,742,903 | $370,467,092 | increased by$81,724,189 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,150 | 1,377 | increased by227 |
| Apr 1, 2022 | Employees | 4 | 7 | increased by3 |
| Apr 1, 2022 | Disclosures | No | Yes | |
| Apr 1, 2022 | Clients | 342 | 377 | increased by35 |
| Apr 1, 2022 | AUM | $233,300,000 | $288,742,903 | increased by$55,442,903 |
| Apr 1, 2022 | Accounts | 1,272 | 1,150 | decreased by122 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NIKULSKI FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NIKULSKI FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.