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WATER ASSET MANAGEMENT, LLC
CRD 151508File 801-70607
APPROVED
Retail clients
Custody
Filing as of May 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$780.9M
Above cohort median (national)
Discretionary AUM
$780.9M
Clients
388
405 accounts
Employees
16
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 1, 2009
- Principal office
- 400 MADISON AVE, SUITE 11B, NEW YORK, NY, 10017
- Phone
- 212-754-5132
- Website
- HTTP://WWW.PVWATER.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $780.9M
- Discretionary AUM
- $780.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 405
- Non-discretionary accounts
- 0
- Total accounts
- 405
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $24.3M |
| Charitable organizations | Fewer than 5 | $1.3M |
| High net worth individuals | 289 | $256.7M |
| Pooled investment vehicles | 66 | $238.1M |
| Pension and profit sharing plans | Fewer than 5 | $15.0M |
| State or municipal government entities | Fewer than 5 | $195.2M |
| Individuals (other than high net worth individuals) | 19 | $4.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 405 | 388 | decreased by17 |
| Apr 1, 2026 | Clients | 388 | 405 | increased by17 |
| Apr 1, 2026 | AUM | $746,132,475 | $780,927,310 | increased by$34,794,835 |
| Apr 1, 2026 | Accounts | 388 | 405 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 16 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 284 | 388 | increased by104 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $450,178,687 | $746,132,475 | increased by$295,953,788 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 284 | 388 | increased by104 |
| Apr 1, 2022 | Employees | 10 | 12 | increased by2 |
| Apr 1, 2022 | Clients | 249 | 284 | increased by35 |
| Apr 1, 2022 | AUM | $339,463,450 | $450,178,687 | increased by$110,715,237 |
| Apr 1, 2022 | Accounts | 249 | 284 | increased by35 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WATER ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WATER ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.