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HAZARD & SIEGEL ADVISORY SERVICES LLC
CRD 151462File 801-70690
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$449.8M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $449.8M
Clients
150
293 accounts
Employees
24
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 26, 2009
- Principal office
- 5793 WIDEWATERS PARKWAY, SUITE 200, DEWITT, NY, 13214
- Phone
- 315-414-0722
- Website
- HTTP://WWW.HAZARDSIEGEL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $449.8M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $449.8M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 293
- Total accounts
- 293
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | Fewer than 5 | $1.1M |
| Pension and profit sharing plans | 26 | $393.6M |
| Individuals (other than high net worth individuals) | 124 | $55.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D5
- Q11E4
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 167 | 150 | decreased by17 |
| Apr 1, 2026 | AUM | $378,476,990 | $449,795,352 | increased by$71,318,362 |
| Apr 1, 2026 | Accounts | 294 | 293 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 24 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 95 | 167 | increased by72 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $255,788,131 | $378,476,990 | increased by$122,688,859 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 245 | 294 | increased by49 |
| Apr 1, 2022 | Clients | 93 | 95 | increased by2 |
| Apr 1, 2022 | AUM | $231,181,434 | $255,788,131 | increased by$24,606,697 |
| Apr 1, 2022 | Accounts | 237 | 245 | increased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HAZARD SIEGEL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HAZARD SIEGEL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.