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VERGEPOINTE WEALTH MANAGEMENT, LLC
CRD 151425File 801-70579
APPROVED
Retail clients
Custody
Filing as of Mar 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$283.3M
Below cohort median (national)
Discretionary AUM
$281.2M
Non-discretionary $2.1M
Clients
111
215 accounts
Employees
4
Below cohort median in OR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 24, 2009
- Principal office
- 15400 BOONES FERRY RD., SUITE 201, LAKE OSWEGO, OR, 97035
- Phone
- 503-684-0100
- Website
- HTTP://VERGEPOINTE.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $283.3M
- Discretionary AUM
- $281.2M
- Non-discretionary AUM
- $2.1M
- Discretionary accounts
- 214
- Non-discretionary accounts
- 1
- Total accounts
- 215
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $725K |
| High net worth individuals | 80 | $214.6M |
| Pooled investment vehicles | 8 | $62.4M |
| Pension and profit sharing plans | Fewer than 5 | $2.1M |
| Individuals (other than high net worth individuals) | 18 | $3.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 79 | 111 | increased by32 |
| Apr 1, 2026 | AUM | $259,912,303 | $283,324,092 | increased by$23,411,789 |
| Apr 1, 2026 | Accounts | 193 | 215 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 77 | 79 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $226,362,704 | $259,912,303 | increased by$33,549,599 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 85 | 193 | increased by108 |
| Apr 1, 2022 | Clients | 85 | 77 | decreased by8 |
| Apr 1, 2022 | AUM | $217,803,914 | $226,362,704 | increased by$8,558,790 |
| Apr 1, 2022 | Accounts | 86 | 85 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VERGEPOINTE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VERGEPOINTE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.