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CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED
CRD 151223File 801-70506
APPROVED
Retail clients
Disclosure events
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.23B
Top 25% of cohort (national)
Discretionary AUM
$2.19B
Non-discretionary $41.0M
Clients
19
19 accounts
Employees
0
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Aug 31, 2009
- Principal office
- LEVEL 13, 35 CLARENCE STREET, SYDNEY, 2000
- Phone
- 61 2 9397 7300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.23B
- Discretionary AUM
- $2.19B
- Non-discretionary AUM
- $41.0M
- Discretionary accounts
- 17
- Non-discretionary accounts
- 2
- Total accounts
- 19
- AUM per client
- $117.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $8.7M |
| Investment companies | 3 | $347.1M |
| Other investment advisers | 2 | $41.0M |
| Pooled investment vehicles | 5 | $1.50B |
| Pension and profit sharing plans | 2 | $333.2M |
| Individuals (other than high net worth individuals) | 3 | $677K |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Clients | 17 | 19 | increased by2 |
| Jan 1, 2026 | AUM | $2,083,556,789 | $2,228,148,061 | increased by$144,591,272 |
| Jan 1, 2026 | Accounts | 17 | 19 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 51 | 17 | decreased by34 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,328,879,399 | $2,083,556,789 | increased by$754,677,390 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 51 | 17 | decreased by34 |
| Jan 1, 2022 | Clients | 23 | 51 | increased by28 |
| Jan 1, 2022 | AUM | $1,135,105,569 | $1,328,879,399 | increased by$193,773,830 |
| Jan 1, 2022 | Accounts | 23 | 51 | increased by28 |
| Jul 1, 2021 | Clients | 9 | 23 | increased by14 |
| Jul 1, 2021 | AUM | $926,228,310 | $1,135,105,569 | increased by$208,877,259 |
| Jul 1, 2021 | Accounts | 9 | 23 | increased by14 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CLEARBRIDGE INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CLEARBRIDGE INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.