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EXCHANGE TRADED CONCEPTS, LLC
CRD 151197File 801-70485
APPROVED
Filing as of Feb 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$22.95B
Top 10% of cohort (national)
Discretionary AUM
$22.95B
Clients
130
130 accounts
Employees
16
Top 10% of cohort in OK
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Aug 18, 2009
- Principal office
- 10900 HEFNER POINTE DRIVE, SUITE 400, OKLAHOMA CITY, OK, 73120
- Phone
- 405-778-8377
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $22.95B
- Discretionary AUM
- $22.95B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 130
- Non-discretionary accounts
- 0
- Total accounts
- 130
- AUM per client
- $176.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 130 | $22.95B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 17 | 16 | decreased by1 |
| Mar 1, 2026 | Clients | 84 | 130 | increased by46 |
| Mar 1, 2026 | AUM | $10,174,416,057 | $22,952,324,758 | increased by$12,777,908,701 |
| Mar 1, 2026 | Accounts | 84 | 130 | increased by46 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 21 | 17 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 56 | 84 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $8,619,465,000 | $10,174,416,057 | increased by$1,554,951,057 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 55 | 84 | increased by29 |
| Apr 1, 2022 | Employees | 17 | 21 | increased by4 |
| Apr 1, 2022 | Clients | 39 | 56 | increased by17 |
| Apr 1, 2022 | AUM | $7,310,979,000 | $8,619,465,000 | increased by$1,308,486,000 |
| Apr 1, 2022 | Accounts | 38 | 55 | increased by17 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EXCHANGE TRADED” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EXCHANGE TRADED” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.