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MCBROOM & ASSOCIATES, LLC
CRD 151187File 801-121225
APPROVED
Retail clients
Custody
Filing as of May 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$242.1M
Below cohort median (national)
Discretionary AUM
$240.6M
Non-discretionary $1.5M
Clients
114
257 accounts
Employees
4
Below cohort median in NV
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 12, 2021
- Principal office
- 1635 VILLAGE CENTER CIR, STE 140, LAS VEGAS, NV, 89134-6375
- Phone
- 702-267-6649
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $242.1M
- Discretionary AUM
- $240.6M
- Non-discretionary AUM
- $1.5M
- Discretionary accounts
- 252
- Non-discretionary accounts
- 5
- Total accounts
- 257
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $13.6M |
| High net worth individuals | 58 | $218.2M |
| Individuals (other than high net worth individuals) | 52 | $10.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.