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BUTTONWOOD FINANCIAL GROUP, LLC
CRD 151164File 801-70536
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$659.5M
Above cohort median (national)
Discretionary AUM
$506.9M
Non-discretionary $152.6M
Clients
429
1,573 accounts
Employees
12
Above cohort median in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 24, 2009
- Principal office
- 3013 MAIN STREET, KANSAS CITY, MO, 64108-3323
- Phone
- 816-285-9000
- Website
- HTTP://BUTTONWOODFG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $659.5M
- Discretionary AUM
- $506.9M
- Non-discretionary AUM
- $152.6M
- Discretionary accounts
- 1,433
- Non-discretionary accounts
- 140
- Total accounts
- 1,573
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $115.9M |
| Charitable organizations | 5 | $8.2M |
| High net worth individuals | 21 | $194.0M |
| Pension and profit sharing plans | 79 | $37.9M |
| Individuals (other than high net worth individuals) | 315 | $303.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11H1A
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 14 | 12 | decreased by2 |
| Apr 1, 2026 | Clients | 548 | 429 | decreased by119 |
| Apr 1, 2026 | AUM | $696,762,721 | $659,465,030 | decreased by$37,297,691 |
| Apr 1, 2026 | Accounts | 2,076 | 1,573 | decreased by503 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 14 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 387 | 548 | increased by161 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $583,747,824 | $696,762,721 | increased by$113,014,897 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,978 | 2,076 | increased by98 |
| Apr 1, 2022 | Employees | 10 | 11 | increased by1 |
| Apr 1, 2022 | Clients | 368 | 387 | increased by19 |
| Apr 1, 2022 | AUM | $510,715,273 | $583,747,824 | increased by$73,032,551 |
| Apr 1, 2022 | Accounts | 2,002 | 1,978 | decreased by24 |
| Nov 1, 2021 | Disclosures | No | Yes | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BUTTONWOOD FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BUTTONWOOD FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.