← Directory
GARDE CAPITAL, INC.
CRD 151043File 801-70472
APPROVED
Retail clients
Custody
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.65B
Top 25% of cohort (national)
Discretionary AUM
$2.64B
Non-discretionary $14.8M
Clients
512
512 accounts
Employees
18
Top 10% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 13, 2009
- Principal office
- 1301 FIFTH AVENUE, SUITE 3030, SEATTLE, WA, 98101
- Phone
- 206-552-7900
- Website
- HTTP://WWW.GARDECAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.65B
- Discretionary AUM
- $2.64B
- Non-discretionary AUM
- $14.8M
- Discretionary accounts
- 477
- Non-discretionary accounts
- 35
- Total accounts
- 512
- AUM per client
- $5.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $56.3M |
| Charitable organizations | 21 | $111.5M |
| High net worth individuals | 342 | $2.20B |
| Pension and profit sharing plans | 23 | $224.7M |
| Individuals (other than high net worth individuals) | 120 | $58.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 490 | 512 | increased by22 |
| Apr 1, 2026 | AUM | $2,257,467,432 | $2,654,928,032 | increased by$397,460,600 |
| Apr 1, 2026 | Accounts | 490 | 512 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 18 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 501 | 490 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,515,135,078 | $2,257,467,432 | increased by$742,332,354 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 501 | 490 | decreased by11 |
| Apr 1, 2022 | Employees | 12 | 14 | increased by2 |
| Apr 1, 2022 | Clients | 487 | 501 | increased by14 |
| Apr 1, 2022 | AUM | $1,511,119,024 | $1,515,135,078 | increased by$4,016,054 |
| Apr 1, 2022 | Accounts | 487 | 501 | increased by14 |
| Sep 1, 2021 | Clients | 479 | 487 | increased by8 |
| Sep 1, 2021 | AUM | $1,301,219,112 | $1,511,119,024 | increased by$209,899,912 |
| Sep 1, 2021 | Accounts | 479 | 487 | increased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GARDE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GARDE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.