LANIER ASSET MANAGEMENT, LLC

CRD 150888File 801-107331

APPROVED

Retail clients

Custody

Filing as of May 26, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$141.7M

Bottom 25% of cohort (national)

Discretionary AUM

$140.1M

Non-discretionary $1.6M

Clients

103

225 accounts

Employees

Bottom 25% of cohort in KY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Mar 4, 2016
Principal office: 2321 LIME KILN LANE, SUITE D, LOUISVILLE, KY, 40222
Phone: 502-909-1100
Website: HTTPS://WWW.LINKEDIN.COM/LANIERASSETMANAGEMENTLLC

Assets & accounts

ADV Item 5F

Total regulatory AUM: $141.7M
Discretionary AUM: $140.1M
Non-discretionary AUM: $1.6M
Discretionary accounts: 219
Non-discretionary accounts: 6
Total accounts: 225
AUM per client: $1.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	51	$115.6M
Pooled investment vehicles	3	$16.1M
Pension and profit sharing plans	4	$1.0M
Individuals (other than high net worth individuals)	45	$9.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.