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LANIER ASSET MANAGEMENT, LLC
CRD 150888File 801-107331
APPROVED
Retail clients
Custody
Filing as of May 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$141.7M
Bottom 25% of cohort (national)
Discretionary AUM
$140.1M
Non-discretionary $1.6M
Clients
103
225 accounts
Employees
2
Bottom 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 4, 2016
- Principal office
- 2321 LIME KILN LANE, SUITE D, LOUISVILLE, KY, 40222
- Phone
- 502-909-1100
- Website
- HTTP://WWW.LANIERAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $141.7M
- Discretionary AUM
- $140.1M
- Non-discretionary AUM
- $1.6M
- Discretionary accounts
- 219
- Non-discretionary accounts
- 6
- Total accounts
- 225
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 51 | $115.6M |
| Pooled investment vehicles | 3 | $16.1M |
| Pension and profit sharing plans | 4 | $1.0M |
| Individuals (other than high net worth individuals) | 45 | $9.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | AUM | $147,383,194 | $141,686,194 | decreased by$5,697,000 |
| Mar 1, 2026 | Clients | 102 | 103 | increased by1 |
| Mar 1, 2026 | AUM | $139,830,730 | $147,383,194 | increased by$7,552,464 |
| Mar 1, 2026 | Accounts | 241 | 225 | decreased by16 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 3 | 2 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 163 | 102 | decreased by61 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $213,518,510 | $139,830,730 | decreased by$73,687,780 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 384 | 241 | decreased by143 |
| Jun 1, 2022 | Employees | 5 | 3 | decreased by2 |
| Apr 1, 2022 | Clients | 130 | 163 | increased by33 |
| Apr 1, 2022 | AUM | $193,962,954 | $213,518,510 | increased by$19,555,556 |
| Apr 1, 2022 | Accounts | 514 | 384 | decreased by130 |
| Nov 1, 2021 | Clients | 128 | 130 | increased by2 |
| Nov 1, 2021 | AUM | $178,812,954 | $193,962,954 | increased by$15,150,000 |
| Nov 1, 2021 | Accounts | 512 | 514 | increased by2 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LANIER ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LANIER ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.