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HOLM & CAWLEY FINANCIAL GROUP LLC
CRD 150601File 801-135562
APPROVED
Retail clients
Disclosure events
Filing as of Mar 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$128.8M
Bottom 25% of cohort (national)
Discretionary AUM
$108.2M
Non-discretionary $20.6M
Clients
251
412 accounts
Employees
5
Bottom 25% of cohort in NV
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 13, 2026
- Principal office
- 5155 S DURANGO DRIVE, STE# 102, LAS VEGAS, NV, 89113
- Phone
- 702-277-3945
- Website
- HTTP://HOLMANDCAWLEY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $128.8M
- Discretionary AUM
- $108.2M
- Non-discretionary AUM
- $20.6M
- Discretionary accounts
- 403
- Non-discretionary accounts
- 9
- Total accounts
- 412
- AUM per client
- $513K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 28 | $60.0M |
| Pension and profit sharing plans | 6 | $20.6M |
| Individuals (other than high net worth individuals) | 217 | $48.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.