← Directory
AGW CAPITAL ADVISORS
Legal name: ANNIS GARDNER WHITING CAPITAL ADVISORS LLC
CRD 150570File 801-70256
APPROVED
Retail clients
Custody
Filing as of Mar 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.73B
Top 25% of cohort (national)
Discretionary AUM
$1.39B
Non-discretionary $338.0M
Clients
142
2,044 accounts
Employees
21
Top 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jun 1, 2009
- Principal office
- 511 W. BAY STREET, SUITE 310, TAMPA, FL, 33606
- Phone
- 813-254-4700
- Website
- HTTP://WWW.AGWCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.73B
- Discretionary AUM
- $1.39B
- Non-discretionary AUM
- $338.0M
- Discretionary accounts
- 1,621
- Non-discretionary accounts
- 423
- Total accounts
- 2,044
- AUM per client
- $12.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $69.6M |
| Insurance companies | 1 | $15.2M |
| Charitable organizations | 6 | $227.9M |
| High net worth individuals | 92 | $1.37B |
| Pooled investment vehicles | 1 | $4.2M |
| Pension and profit sharing plans | 4 | $26.7M |
| Individuals (other than high net worth individuals) | 35 | $13.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — PROJECT BASED FEES
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 18 | 21 | increased by3 |
| Apr 1, 2026 | Clients | 166 | 142 | decreased by24 |
| Apr 1, 2026 | AUM | $1,480,003,689 | $1,726,801,585 | increased by$246,797,896 |
| Apr 1, 2026 | Accounts | 1,257 | 2,044 | increased by787 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 18 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 113 | 166 | increased by53 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,046,270,503 | $1,480,003,689 | decreased by$1,566,266,814 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 981 | 1,257 | increased by276 |
| Aug 1, 2022 | Employees | 12 | 13 | increased by1 |
| Apr 1, 2022 | Employees | 11 | 12 | increased by1 |
| Apr 1, 2022 | AUM | $2,426,248,828 | $3,046,270,503 | increased by$620,021,675 |
| Apr 1, 2022 | Accounts | 703 | 981 | increased by278 |
| Oct 1, 2021 | Employees | 9 | 11 | increased by2 |
| Jul 1, 2021 | Employees | 10 | 9 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AGW CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AGW CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.