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AGW CAPITAL ADVISORS
Legal name: ANNIS GARDNER WHITING CAPITAL ADVISORS LLC
CRD 150570File 801-70256
APPROVED
Retail clients
Custody
Filing as of Mar 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.73B
Top 25% of cohort (national)
Discretionary AUM
$1.39B
Non-discretionary $338.0M
Clients
142
2,044 accounts
Employees
21
Top 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jun 1, 2009
- Principal office
- 511 W. BAY STREET, SUITE 310, TAMPA, FL, 33606
- Phone
- 813-254-4700
- Website
- HTTP://WWW.AGWCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.73B
- Discretionary AUM
- $1.39B
- Non-discretionary AUM
- $338.0M
- Discretionary accounts
- 1,621
- Non-discretionary accounts
- 423
- Total accounts
- 2,044
- AUM per client
- $12.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $69.6M |
| Insurance companies | 1 | $15.2M |
| Charitable organizations | 6 | $227.9M |
| High net worth individuals | 92 | $1.37B |
| Pooled investment vehicles | 1 | $4.2M |
| Pension and profit sharing plans | 4 | $26.7M |
| Individuals (other than high net worth individuals) | 35 | $13.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — PROJECT BASED FEES
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.