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CARNEGIE INVESTMENT COUNSEL
Legal name: CARNEGIE CAPITAL ASSET MANAGEMENT, LLC
CRD 150488File 801-70242
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$7.51B
Top 10% of cohort (national)
Discretionary AUM
$6.78B
Non-discretionary $732.0M
Clients
3,281
8,541 accounts
Employees
69
Top 10% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 30, 2009
- Principal office
- 30300 CHAGRIN BOULEVARD, PEPPER PIKE, OH, 44124-5725
- Phone
- 216-367-4114
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $7.51B
- Discretionary AUM
- $6.78B
- Non-discretionary AUM
- $732.0M
- Discretionary accounts
- 8,266
- Non-discretionary accounts
- 275
- Total accounts
- 8,541
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 129 | $670.3M |
| Insurance companies | Fewer than 5 | $3.1M |
| Charitable organizations | 77 | $404.4M |
| Other investment advisers | 6 | $188.2M |
| High net worth individuals | 1,186 | $5.27B |
| Pension and profit sharing plans | 13 | $76.0M |
| State or municipal government entities | Fewer than 5 | $21.0M |
| Individuals (other than high net worth individuals) | 1,870 | $876.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H1B
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Employees | 70 | 69 | decreased by1 |
| Apr 1, 2026 | Clients | 3,159 | 3,281 | increased by122 |
| Apr 1, 2026 | AUM | $6,520,130,588 | $7,513,187,008 | increased by$993,056,420 |
| Apr 1, 2026 | Accounts | 8,127 | 8,541 | increased by414 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 53 | 70 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,424 | 3,159 | increased by735 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,981,844,794 | $6,520,130,588 | increased by$2,538,285,794 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 6,217 | 8,127 | increased by1,910 |
| Apr 1, 2022 | Employees | 49 | 53 | increased by4 |
| Apr 1, 2022 | Clients | 2,281 | 2,424 | increased by143 |
| Apr 1, 2022 | AUM | $2,943,018,459 | $3,981,844,794 | increased by$1,038,826,335 |
| Apr 1, 2022 | Accounts | 5,391 | 6,217 | increased by826 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CARNEGIE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARNEGIE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.