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PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
CRD 150266File 801-123592
APPROVED
Retail clients
Filing as of Jan 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$136.2M
Bottom 25% of cohort (national)
Discretionary AUM
$136.2M
Clients
60
171 accounts
Employees
3
Bottom 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 1, 2022
- Principal office
- 211 SOUTH CENTER STREET, SUITE 417, STATESVILLE, NC, 28677
- Phone
- 704-872-0022
- Website
- HTTPS://WWW.PROWEALTHMGT.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $136.2M
- Discretionary AUM
- $136.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 171
- Non-discretionary accounts
- 0
- Total accounts
- 171
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 19 | $122.2M |
| Individuals (other than high net worth individuals) | 41 | $13.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.