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ALPHA WEALTH FUNDS, LLC
CRD 150231File 801-132551
APPROVED
Retail clients
Custody
Filing as of Jun 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$214.1M
Below cohort median (national)
Discretionary AUM
$166.6M
Non-discretionary $47.5M
Clients
280
442 accounts
Employees
11
Below cohort median in UT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 25, 2025
- Principal office
- 1887 GOLD DUST LANE, SUITE 203 A, PARK CITY, UT, 84060
- Phone
- 435-269-4100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $214.1M
- Discretionary AUM
- $166.6M
- Non-discretionary AUM
- $47.5M
- Discretionary accounts
- 418
- Non-discretionary accounts
- 24
- Total accounts
- 442
- AUM per client
- $765K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $926K |
| Other investment advisers | 1 | $35.0M |
| High net worth individuals | 77 | $39.2M |
| Pooled investment vehicles | 4 | $98.2M |
| Individuals (other than high net worth individuals) | 197 | $28.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Hourly charges
- Other (described) — FINANCIAL PLANS
- Subscription fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 303 | 280 | decreased by23 |
| Jul 1, 2026 | Employees | 9 | 11 | increased by2 |
| Apr 1, 2026 | Clients | 195 | 303 | increased by108 |
| Apr 1, 2026 | AUM | $190,022,617 | $214,122,623 | increased by$24,100,006 |
| Apr 1, 2026 | Accounts | 572 | 442 | decreased by130 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 232 | 195 | decreased by37 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $118,515,457 | $190,022,617 | increased by$71,507,160 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 232 | 572 | increased by340 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALPHA WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALPHA WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.