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NOVA FINANCIAL SERVICES
Legal name: NOVA FINANCIAL LLC
CRD 150148File 801-79612
APPROVED
Retail clients
Filing as of Mar 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$469.4M
Above cohort median (national)
Discretionary AUM
$468.9M
Non-discretionary $546K
Clients
738
1,388 accounts
Employees
10
Above cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 25, 2014
- Principal office
- 1630 E RIVER RD, SUITE 212, TUCSON, AZ, 85718
- Phone
- 520-745-5555
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $469.4M
- Discretionary AUM
- $468.9M
- Non-discretionary AUM
- $546K
- Discretionary accounts
- 1,384
- Non-discretionary accounts
- 4
- Total accounts
- 1,388
- AUM per client
- $636K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 144 | $276.8M |
| Individuals (other than high net worth individuals) | 594 | $192.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.