AEGIS CAPITAL CORP.

CRD 15007File 801-71386

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Jul 1, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.78B

Top 25% of cohort (national)

Discretionary AUM

$124.8M

Non-discretionary $1.65B

Clients

3,083

4,218 accounts

Employees

260

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: May 10, 2010
Principal office: 1345 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY, 10105
Phone: 212-813-1010
Website: https://www.instagram.com/aegiscapcorp/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.78B
Discretionary AUM: $124.8M
Non-discretionary AUM: $1.65B
Discretionary accounts: 1,337
Non-discretionary accounts: 2,881
Total accounts: 4,218
AUM per client: $577K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	21	$17.3M
High net worth individuals	1,116	$439.1M
Pooled investment vehicles	32	$219.4M
Individuals (other than high net worth individuals)	1,914	$1.10B

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11
Q11G
Q11C2
Q11C4
Q11C5
Q11D2
Q11D4
Q11E2
Q11E3

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.