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KELLOGG ASSET MANAGEMENT, LLC
CRD 150031File 801-70113
APPROVED
Custody
Filing as of Mar 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.86B
Top 25% of cohort (national)
Discretionary AUM
$2.85B
Non-discretionary $8.0M
Clients
1
104 accounts
Employees
9
Top 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 11, 2009
- Principal office
- 200 NORTH ADAMS STREET, GREEN BAY, WI, 54301
- Phone
- 800-236-5215
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.86B
- Discretionary AUM
- $2.85B
- Non-discretionary AUM
- $8.0M
- Discretionary accounts
- 103
- Non-discretionary accounts
- 1
- Total accounts
- 104
- AUM per client
- $2.86B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $254.0M |
| Pooled investment vehicles | 1 | $1.12B |
| Banking or thrift institutions | Fewer than 5 | $1.48B |
| State or municipal government entities | Fewer than 5 | $8.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 9 | decreased by1 |
| Apr 1, 2026 | AUM | $2,651,598,328 | $2,858,584,767 | increased by$206,986,439 |
| Apr 1, 2026 | Accounts | 108 | 104 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 10 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,531,040,474 | $2,651,598,328 | increased by$120,557,854 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 114 | 108 | decreased by6 |
| Apr 1, 2022 | AUM | $2,321,956,218 | $2,531,040,474 | increased by$209,084,256 |
| Apr 1, 2022 | Accounts | 111 | 114 | increased by3 |
| Aug 1, 2021 | Employees | 12 | 11 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KELLOGG ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KELLOGG ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.