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SLAGLE FINANCIAL, LLC.
CRD 149976File 801-113986
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$411.7M
Below cohort median (national)
Discretionary AUM
$411.7M
Clients
1,510
3,253 accounts
Employees
21
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 17, 2018
- Principal office
- 419 ST. LOUIS STREET, EDWARDSVILLE, IL, 62025
- Phone
- 618-692-1657
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $411.7M
- Discretionary AUM
- $411.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,253
- Non-discretionary accounts
- 0
- Total accounts
- 3,253
- AUM per client
- $273K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.0M |
| High net worth individuals | 49 | $101.5M |
| Pension and profit sharing plans | Fewer than 5 | $84 |
| Individuals (other than high net worth individuals) | 1,461 | $306.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,395 | 1,510 | increased by115 |
| Apr 1, 2026 | AUM | $315,010,991 | $411,651,067 | increased by$96,640,076 |
| Apr 1, 2026 | Accounts | 2,992 | 3,253 | increased by261 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 21 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 936 | 1,395 | increased by459 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $186,141,060 | $315,010,991 | increased by$128,869,931 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,253 | 2,992 | increased by739 |
| Apr 1, 2022 | Clients | 890 | 936 | increased by46 |
| Apr 1, 2022 | AUM | $153,380,857 | $186,141,060 | increased by$32,760,203 |
| Apr 1, 2022 | Accounts | 2,009 | 2,253 | increased by244 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SLAGLE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SLAGLE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.