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UNITED FINANCIAL PLANNING GROUP LLC
CRD 149843File 801-113324
APPROVED
Retail clients
Filing as of May 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$347.5M
Below cohort median (national)
Discretionary AUM
$317.0M
Non-discretionary $30.5M
Clients
188
188 accounts
Employees
8
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 28, 2018
- Principal office
- 350 MOTOR PARKWAY, SUITE 300, HAUPPAUGE, NY, 11788-2981
- Phone
- (631) 234-0871
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $347.5M
- Discretionary AUM
- $317.0M
- Non-discretionary AUM
- $30.5M
- Discretionary accounts
- 171
- Non-discretionary accounts
- 17
- Total accounts
- 188
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 112 | $312.9M |
| Individuals (other than high net worth individuals) | 76 | $34.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.