← Directory
MCGLONE SUTTNER WEALTH MANAGEMENT, INC.
CRD 149830File 801-112692
APPROVED
Retail clients
Filing as of Feb 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.01B
Above cohort median (national)
Discretionary AUM
$1.01B
Clients
708
2,913 accounts
Employees
14
Above cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 22, 2018
- Principal office
- 3501 E EVERGREEN DRIVE, STE A, APPLETON, WI, 54913
- Phone
- (920) 882-5299
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.01B
- Discretionary AUM
- $1.01B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,913
- Non-discretionary accounts
- 0
- Total accounts
- 2,913
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.8M |
| Charitable organizations | Fewer than 5 | $27.3M |
| High net worth individuals | 290 | $812.0M |
| Individuals (other than high net worth individuals) | 418 | $164.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 13 | 14 | increased by1 |
| Mar 1, 2026 | Clients | 720 | 708 | decreased by12 |
| Mar 1, 2026 | AUM | $815,977,938 | $1,005,855,882 | increased by$189,877,944 |
| Mar 1, 2026 | Accounts | 2,722 | 2,913 | increased by191 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 13 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 592 | 720 | increased by128 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $540,828,299 | $815,977,938 | increased by$275,149,639 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,674 | 2,722 | increased by1,048 |
| Jul 1, 2022 | Employees | 10 | 11 | increased by1 |
| May 1, 2022 | Employees | 8 | 10 | increased by2 |
| Mar 1, 2022 | Clients | 115 | 592 | increased by477 |
| Mar 1, 2022 | AUM | $146,510,847 | $540,828,299 | increased by$394,317,452 |
| Mar 1, 2022 | Accounts | 351 | 1,674 | increased by1,323 |
| Jan 1, 2022 | Employees | 2 | 8 | increased by6 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MCGLONE SUTTNER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MCGLONE SUTTNER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.