SEAWAY ADVISORS

Legal name: SEAWAY ADVISORS,LTD.

CRD 149745File 801-81143

APPROVED

Retail clients

Filing as of Mar 9, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$50.8M

Bottom 25% of cohort (national)

Discretionary AUM

$50.8M

Clients

94 accounts

Employees

Bottom 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Mar 17, 2015
Principal office: 1387 FAIRPORT RD, SUITE 640, FAIRPORT, NY, 14450
Phone: 585-425-9510
Website: HTTP://WWW.SEAWAYADVISORS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $50.8M
Discretionary AUM: $50.8M
Non-discretionary AUM: $0
Discretionary accounts: 94
Non-discretionary accounts: 0
Total accounts: 94
AUM per client: $541K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	2	$1.6M
High net worth individuals	28	$29.9M
Individuals (other than high net worth individuals)	64	$19.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	3	2	decreased by1
Apr 1, 2026	Clients	96	94	decreased by2
Apr 1, 2026	AUM	$50,769,875	$50,842,394	increased by$72,519
Apr 1, 2026	Accounts	96	94	decreased by2
May 1, 2025 vs Oct 1, 2022	Clients	89	96	increased by7
May 1, 2025 vs Oct 1, 2022	AUM	$40,353,628	$50,769,875	increased by$10,416,247
May 1, 2025 vs Oct 1, 2022	Accounts	89	96	increased by7
Apr 1, 2022	Clients	91	89	decreased by2
Apr 1, 2022	AUM	$37,369,763	$40,353,628	increased by$2,983,865
Apr 1, 2022	Accounts	91	89	decreased by2
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SEAWAY ADVISORS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SEAWAY ADVISORS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.