HAVEN CAPITAL GROUP

Legal name: HAVEN CAPITAL GROUP, INC.

CRD 149641File 801-130171

APPROVED

Retail clients

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$143.9M

Bottom 25% of cohort (national)

Discretionary AUM

$143.9M

Clients

118

125 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: May 10, 2024
Principal office: 2625 TOWNSGATE RD, STE 330, WESTLAKE VILLAGE, CA, 91361-5751
Phone: 805-963-9050
Website: HTTPS://WWW.HAVENCAPITALGROUP.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $143.9M
Discretionary AUM: $143.9M
Non-discretionary AUM: $0
Discretionary accounts: 125
Non-discretionary accounts: 0
Total accounts: 125
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$3K
Charitable organizations	Fewer than 5	$1.0M
High net worth individuals	82	$130.7M
Pension and profit sharing plans	Fewer than 5	$5.6M
Individuals (other than high net worth individuals)	36	$6.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.