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DELTA INVESTMENT MANAGEMENT, LLC
CRD 149596File 801-114006
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$856.7M
Above cohort median (national)
Discretionary AUM
$856.7M
Clients
1,099
2,459 accounts
Employees
25
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 19, 2018
- Principal office
- 708 MONTGOMERY STREET, SAN FRANCISCO, CA, 94111
- Phone
- (415) 249-6337
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $856.7M
- Discretionary AUM
- $856.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,459
- Non-discretionary accounts
- 0
- Total accounts
- 2,459
- AUM per client
- $780K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $4.2M |
| High net worth individuals | 165 | $574.7M |
| Individuals (other than high net worth individuals) | 934 | $277.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.