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GOTHAM ASSET MANAGEMENT, LLC
CRD 149335File 801-69960
APPROVED
Retail clients
Custody
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$30.03B
Top 10% of cohort (national)
Discretionary AUM
$30.03B
Clients
289
292 accounts
Employees
56
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 9, 2009
- Principal office
- 300 PARK AVENUE, 24TH FLOOR, NEW YORK, NY, 10022-6143
- Phone
- 212-319-4100
- Website
- https://www.gotham.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $30.03B
- Discretionary AUM
- $30.03B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 292
- Non-discretionary accounts
- 0
- Total accounts
- 292
- AUM per client
- $103.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $398.1M |
| Investment companies | 11 | $3.69B |
| High net worth individuals | 245 | $14.06B |
| Pooled investment vehicles | 33 | $11.85B |
| State or municipal government entities | Fewer than 5 | $36.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 42 | 56 | increased by14 |
| Apr 1, 2026 | Clients | 119 | 289 | increased by170 |
| Apr 1, 2026 | AUM | $12,125,094,734 | $30,030,456,378 | increased by$17,905,361,644 |
| Apr 1, 2026 | Accounts | 122 | 292 | increased by170 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 38 | 42 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 47 | 119 | increased by72 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,753,748,922 | $12,125,094,734 | increased by$8,371,345,812 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 50 | 122 | increased by72 |
| Apr 1, 2022 | Clients | 51 | 47 | decreased by4 |
| Apr 1, 2022 | AUM | $4,113,532,811 | $3,753,748,922 | decreased by$359,783,889 |
| Apr 1, 2022 | Accounts | 54 | 50 | decreased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GOTHAM ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GOTHAM ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.