GOTHAM ASSET MANAGEMENT, LLC

CRD 149335File 801-69960

APPROVED

Retail clients

Custody

Filing as of Jul 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$30.03B

Top 10% of cohort (national)

Discretionary AUM

$30.03B

Clients

289

292 accounts

Employees

Top 10% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 9, 2009
Principal office: 300 PARK AVENUE, 24TH FLOOR, NEW YORK, NY, 10022-6143
Phone: 212-319-4100
Website: https://www.gothametfs.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $30.03B
Discretionary AUM: $30.03B
Non-discretionary AUM: $0
Discretionary accounts: 292
Non-discretionary accounts: 0
Total accounts: 292
AUM per client: $103.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$398.1M
Investment companies	11	$3.69B
High net worth individuals	245	$14.06B
Pooled investment vehicles	33	$11.85B
State or municipal government entities	Fewer than 5	$36.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.