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STRATEGIC WEALTH PLANNING
Legal name: BLUM FINANCIAL, LP
CRD 149134File 801-69852
APPROVED
Retail clients
Filing as of Mar 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$208.6M
Below cohort median (national)
Discretionary AUM
$182.9M
Non-discretionary $25.7M
Clients
196
781 accounts
Employees
6
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 8, 2009
- Principal office
- 2929 NORTH CENTRAL EXPRESSWAY, SUITE 200, RICHARDSON, TX, 75080
- Phone
- 214-727-6000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $208.6M
- Discretionary AUM
- $182.9M
- Non-discretionary AUM
- $25.7M
- Discretionary accounts
- 759
- Non-discretionary accounts
- 22
- Total accounts
- 781
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 100 | $193.2M |
| Pension and profit sharing plans | Fewer than 5 | $1.3M |
| Individuals (other than high net worth individuals) | 96 | $14.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 6 | decreased by2 |
| Apr 1, 2026 | AUM | $200,500,000 | $208,600,000 | increased by$8,100,000 |
| Apr 1, 2026 | Accounts | 640 | 781 | increased by141 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 187 | 196 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $145,300,000 | $200,500,000 | increased by$55,200,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 503 | 640 | increased by137 |
| Apr 1, 2022 | Employees | 8 | 7 | decreased by1 |
| Apr 1, 2022 | Clients | 119 | 187 | increased by68 |
| Apr 1, 2022 | AUM | $122,249,000 | $145,300,000 | increased by$23,051,000 |
| Apr 1, 2022 | Accounts | 531 | 503 | decreased by28 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STRATEGIC WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STRATEGIC WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.