← Directory
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD 149124File 801-69846
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.39B
Top 25% of cohort (national)
Discretionary AUM
$2.39B
Non-discretionary $8.4M
Clients
6,276
9,862 accounts
Employees
91
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jan 5, 2009
- Principal office
- 100 E. SIX FORKS ROAD, SUITE 200, RALEIGH, NC, 27609
- Phone
- 919-831-2370
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.39B
- Discretionary AUM
- $2.39B
- Non-discretionary AUM
- $8.4M
- Discretionary accounts
- 9,836
- Non-discretionary accounts
- 26
- Total accounts
- 9,862
- AUM per client
- $381K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 48 | $38.9M |
| Charitable organizations | 15 | $21.9M |
| High net worth individuals | 766 | $1.33B |
| Pension and profit sharing plans | 41 | $28.0M |
| Individuals (other than high net worth individuals) | 5,406 | $971.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 106 | 91 | decreased by15 |
| Apr 1, 2026 | Clients | 5,673 | 6,276 | increased by603 |
| Apr 1, 2026 | AUM | $1,930,938,262 | $2,393,599,531 | increased by$462,661,269 |
| Apr 1, 2026 | Accounts | 8,619 | 9,862 | increased by1,243 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 115 | 106 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5,924 | 5,673 | decreased by251 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,781,506,591 | $1,930,938,262 | increased by$149,431,671 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 8,641 | 8,619 | decreased by22 |
| Apr 1, 2022 | Clients | 4,993 | 5,924 | increased by931 |
| Apr 1, 2022 | AUM | $1,343,122,695 | $1,781,506,591 | increased by$438,383,896 |
| Apr 1, 2022 | Accounts | 7,225 | 8,641 | increased by1,416 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.