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TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC
CRD 149101File 801-70802
APPROVED
Retail clients
Custody
Filing as of Jul 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$314.2M
Below cohort median (national)
Discretionary AUM
$242.5M
Non-discretionary $71.6M
Clients
47
138 accounts
Employees
3
Below cohort median in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 25, 2009
- Principal office
- 810 SCENIC HIGHWAY, LOOKOUT MOUNTAIN, TN, 37350
- Phone
- 423-826-0944
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $314.2M
- Discretionary AUM
- $242.5M
- Non-discretionary AUM
- $71.6M
- Discretionary accounts
- 129
- Non-discretionary accounts
- 9
- Total accounts
- 138
- AUM per client
- $6.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 3 | $182.8M |
| High net worth individuals | 42 | $74.2M |
| Pooled investment vehicles | 2 | $57.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 31 | 47 | increased by16 |
| Apr 1, 2026 | AUM | $278,104,589 | $314,151,887 | increased by$36,047,298 |
| Apr 1, 2026 | Accounts | 109 | 138 | increased by29 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2 | 3 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 74 | 31 | decreased by43 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $170,401,910 | $278,104,589 | increased by$107,702,679 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 75 | 109 | increased by34 |
| Apr 1, 2022 | Clients | 32 | 74 | increased by42 |
| Apr 1, 2022 | AUM | $165,628,425 | $170,401,910 | increased by$4,773,485 |
| Apr 1, 2022 | Accounts | 79 | 75 | decreased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TEMPLETON PHILLIPS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TEMPLETON PHILLIPS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.