DLK INVESTMENT MANAGEMENT

CRD 149096File 801-69825

APPROVED

Retail clients

Disclosure events

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$524.0M

Above cohort median (national)

Discretionary AUM

$458.7M

Non-discretionary $65.3M

Clients

467

1,208 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Jan 5, 2009
Principal office: 238 NORTH CEDROS AVE, SUITE 200, SOLANA BEACH, CA, 92075
Phone: 858.433.3200
Website: https://www.linkedin.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $524.0M
Discretionary AUM: $458.7M
Non-discretionary AUM: $65.3M
Discretionary accounts: 1,165
Non-discretionary accounts: 43
Total accounts: 1,208
AUM per client: $1.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	27	$47.0M
Charitable organizations	7	$19.9M
High net worth individuals	31	$108.6M
Pension and profit sharing plans	Fewer than 5	$970K
Individuals (other than high net worth individuals)	402	$206.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11E4

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.