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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD 149018File 801-69815
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$390.04B
Top 10% of cohort (national)
Discretionary AUM
$171.74B
Non-discretionary $218.30B
Clients
508,439
1,107,860 accounts
Employees
9,675
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Dec 23, 2008
- Principal office
- 880 CARILLON PARKWAY, SAINT PETERSBURG, FL, 33716
- Phone
- 727-567-3020
- Website
- HTTPS://WWW.RAYMONDJAMES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $390.04B
- Discretionary AUM
- $171.74B
- Non-discretionary AUM
- $218.30B
- Discretionary accounts
- 457,420
- Non-discretionary accounts
- 650,440
- Total accounts
- 1,107,860
- AUM per client
- $767K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5,554 | $15.46B |
| Insurance companies | 74 | $688.0M |
| Charitable organizations | 107 | $343.8M |
| High net worth individuals | 91,402 | $230.85B |
| Banking or thrift institutions | 203 | $313.8M |
| Pension and profit sharing plans | 8,500 | $26.97B |
| State or municipal government entities | 22 | $95.4M |
| Individuals (other than high net worth individuals) | 402,577 | $115.33B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Hourly charges
- Other (described) — PER PARTICIPANT (ERISA)
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 6,727 | 9,675 | increased by2,948 |
| Jan 1, 2026 | Clients | 481,566 | 508,439 | increased by26,873 |
| Jan 1, 2026 | AUM | $344,868,106,925 | $390,042,864,529 | increased by$45,174,757,604 |
| Jan 1, 2026 | Accounts | 1,030,208 | 1,107,860 | increased by77,652 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6,337 | 6,727 | increased by390 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 420,617 | 481,566 | increased by60,949 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $272,263,234,957 | $344,868,106,925 | increased by$72,604,871,968 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 846,581 | 1,030,208 | increased by183,627 |
| Jan 1, 2022 | Employees | 6,060 | 6,337 | increased by277 |
| Jan 1, 2022 | Clients | 371,675 | 420,617 | increased by48,942 |
| Jan 1, 2022 | AUM | $191,890,035,255 | $272,263,234,957 | increased by$80,373,199,702 |
| Jan 1, 2022 | Accounts | 729,214 | 846,581 | increased by117,367 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RAYMOND JAMES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RAYMOND JAMES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.