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PRAIRIEWOOD WEALTH MANAGEMENT
Legal name: PRAIRIEWOOD CAPITAL, LLC
CRD 149007File 801-118221
APPROVED
Retail clients
Custody
Filing as of Jun 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$365.4M
Below cohort median (national)
Discretionary AUM
$365.4M
Clients
244
1,201 accounts
Employees
8
Top 25% of cohort in ND
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 13, 2020
- Principal office
- 3175 SIENNA DR S, STE 100, FARGO, ND, 58104
- Phone
- 701-234-0521
- Website
- HTTP://WWW.PW-WM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $365.4M
- Discretionary AUM
- $365.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,201
- Non-discretionary accounts
- 0
- Total accounts
- 1,201
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 10 | $15.0M |
| High net worth individuals | 129 | $302.4M |
| Individuals (other than high net worth individuals) | 105 | $48.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — FEES FROM OTHER INVESTMENT ADVISERS
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 6 | 8 | increased by2 |
| Mar 1, 2026 | Clients | 201 | 244 | increased by43 |
| Mar 1, 2026 | AUM | $273,988,027 | $365,413,413 | increased by$91,425,386 |
| Mar 1, 2026 | Accounts | 938 | 1,201 | increased by263 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2 | 6 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 109 | 201 | increased by92 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $151,694,613 | $273,988,027 | increased by$122,293,414 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 461 | 938 | increased by477 |
| Mar 1, 2022 | Clients | 103 | 109 | increased by6 |
| Mar 1, 2022 | AUM | $119,997,715 | $151,694,613 | increased by$31,696,898 |
| Mar 1, 2022 | Accounts | 414 | 461 | increased by47 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRAIRIEWOOD WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRAIRIEWOOD WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.