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NORTH CAPITAL
Legal name: NORTH CAPITAL, INC.
CRD 148802File 801-110598
APPROVED
Retail clients
Custody
Filing as of May 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$365.8M
Below cohort median (national)
Discretionary AUM
$343.0M
Non-discretionary $22.8M
Clients
182
550 accounts
Employees
12
Below cohort median in UT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- May 17, 2017
- Principal office
- 623 E FORT UNION BLVD., SUITE 101, SALT LAKE CITY, UT, 84047
- Phone
- 888-625-7768 X1
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $365.8M
- Discretionary AUM
- $343.0M
- Non-discretionary AUM
- $22.8M
- Discretionary accounts
- 525
- Non-discretionary accounts
- 25
- Total accounts
- 550
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.9M |
| Investment companies | 1 | $66.7M |
| Charitable organizations | Fewer than 5 | $6.5M |
| High net worth individuals | 51 | $246.4M |
| Banking or thrift institutions | Fewer than 5 | $7.2M |
| Pension and profit sharing plans | Fewer than 5 | $12.7M |
| Individuals (other than high net worth individuals) | 119 | $22.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.