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CAPWEALTH ADVISORS, LLC
CRD 148781File 801-69908
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.03B
Top 25% of cohort (national)
Discretionary AUM
$2.00B
Non-discretionary $32.9M
Clients
1,429
2,798 accounts
Employees
19
Top 25% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jan 29, 2009
- Principal office
- 4031 ASPEN GROVE DRIVE, SUITE 600, FRANKLIN, TN, 37067
- Phone
- 615-778-0740
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.03B
- Discretionary AUM
- $2.00B
- Non-discretionary AUM
- $32.9M
- Discretionary accounts
- 2,771
- Non-discretionary accounts
- 27
- Total accounts
- 2,798
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 22 | $32.7M |
| High net worth individuals | 366 | $1.77B |
| Individuals (other than high net worth individuals) | 1,041 | $229.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ADMINISTRATIVE FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 16 | 19 | increased by3 |
| Apr 1, 2026 | Clients | 1,198 | 1,429 | increased by231 |
| Apr 1, 2026 | AUM | $2,033,592,832 | $2,030,847,981 | decreased by$2,744,851 |
| Apr 1, 2026 | Accounts | 2,526 | 2,798 | increased by272 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 1,159 | 1,198 | increased by39 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $1,704,959,580 | $2,033,592,832 | increased by$328,633,252 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 2,431 | 2,526 | increased by95 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 16 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 695 | 1,159 | increased by464 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,363,347,519 | $1,704,959,580 | increased by$341,612,061 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,863 | 2,431 | increased by568 |
| Oct 1, 2022 | Accounts | 682 | 1,863 | increased by1,181 |
| Apr 1, 2022 | Clients | 673 | 695 | increased by22 |
| Apr 1, 2022 | AUM | $1,191,719,435 | $1,363,347,519 | increased by$171,628,084 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPWEALTH ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPWEALTH ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.