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ERBEN ASSOCIATES, LLC
CRD 148703File 801-114578
APPROVED
Retail clients
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$402.5M
Below cohort median (national)
Discretionary AUM
$402.5M
Clients
128
957 accounts
Employees
10
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 28, 2019
- Principal office
- 300 BEARDSLEY LANE, BLDG. D, SUITE 200, AUSTIN, TX, 78746
- Phone
- 512-402-0250
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $402.5M
- Discretionary AUM
- $402.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 957
- Non-discretionary accounts
- 0
- Total accounts
- 957
- AUM per client
- $3.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 55 | $277.7M |
| High net worth individuals | 52 | $104.6M |
| Individuals (other than high net worth individuals) | 21 | $20.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — % OF ASSETS UNDER ADVISEMENT; SOLICITOR'S FEE
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 122 | 128 | increased by6 |
| Apr 1, 2026 | AUM | $335,339,216 | $402,467,372 | increased by$67,128,156 |
| Apr 1, 2026 | Accounts | 122 | 957 | increased by835 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 78 | 122 | increased by44 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $262,968,894 | $335,339,216 | increased by$72,370,322 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 422 | 122 | decreased by300 |
| Apr 1, 2022 | Clients | 75 | 78 | increased by3 |
| Apr 1, 2022 | AUM | $185,000,000 | $262,968,894 | increased by$77,968,894 |
| Apr 1, 2022 | Accounts | 211 | 422 | increased by211 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ERBEN ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ERBEN ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.