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MARKS GROUP WEALTH MANAGEMENT, INC.
CRD 148679File 801-69685
APPROVED
Retail clients
Custody
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.02B
Top 25% of cohort (national)
Discretionary AUM
$1.76B
Non-discretionary $261.6M
Clients
809
4,310 accounts
Employees
14
Top 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 22, 2008
- Principal office
- 4350 BAKER ROAD, SUITE 245, MINNETONKA, MN, 55343
- Phone
- 952-582-6100
- Website
- HTTP://WWW.MARKSGROUP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.02B
- Discretionary AUM
- $1.76B
- Non-discretionary AUM
- $261.6M
- Discretionary accounts
- 4,255
- Non-discretionary accounts
- 55
- Total accounts
- 4,310
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $11.2M |
| Charitable organizations | 11 | $282.2M |
| High net worth individuals | 408 | $1.37B |
| Pension and profit sharing plans | 12 | $201.5M |
| Individuals (other than high net worth individuals) | 374 | $149.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 784 | 809 | increased by25 |
| Apr 1, 2026 | AUM | $1,968,819,528 | $2,017,276,019 | increased by$48,456,491 |
| Apr 1, 2026 | Accounts | 4,019 | 4,310 | increased by291 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 731 | 784 | increased by53 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,621,338,200 | $1,968,819,528 | increased by$347,481,328 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,362 | 4,019 | increased by657 |
| Apr 1, 2022 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2022 | Clients | 603 | 731 | increased by128 |
| Apr 1, 2022 | AUM | $1,354,683,748 | $1,621,338,200 | increased by$266,654,452 |
| Apr 1, 2022 | Accounts | 2,800 | 3,362 | increased by562 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MARKS GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MARKS GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.