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1492 CAPITAL MANAGEMENT, LLC
CRD 148566File 801-70447
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$274.6M
Below cohort median (national)
Discretionary AUM
$274.6M
Clients
98
98 accounts
Employees
5
Below cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 5, 2009
- Principal office
- 111 EAST WISCONSIN AVENUE, SUITE 1300, MILWAUKEE, WI, 53202
- Phone
- 414-276-1492
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $274.6M
- Discretionary AUM
- $274.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 98
- Non-discretionary accounts
- 0
- Total accounts
- 98
- AUM per client
- $2.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $84.2M |
| Charitable organizations | 9 | $32.9M |
| High net worth individuals | 74 | $153.8M |
| Individuals (other than high net worth individuals) | 11 | $3.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — A PERCENTAGE OF AUM FROM PERSONS RECEIVING MODEL PORTFOLIOS
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 101 | 98 | decreased by3 |
| Apr 1, 2026 | AUM | $220,388,507 | $274,626,922 | increased by$54,238,415 |
| Apr 1, 2026 | Accounts | 101 | 98 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 106 | 101 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $223,921,547 | $220,388,507 | decreased by$3,533,040 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 106 | 101 | decreased by5 |
| Apr 1, 2022 | Clients | 103 | 106 | increased by3 |
| Apr 1, 2022 | AUM | $188,129,328 | $223,921,547 | increased by$35,792,219 |
| Apr 1, 2022 | Accounts | 103 | 106 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “1492 CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“1492 CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.