HERITAGE WEALTH MANAGEMENT GROUP, LTD

CRD 148459File 801-120938

APPROVED

Retail clients

Filing as of Mar 10, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$152.2M

Bottom 25% of cohort (national)

Discretionary AUM

$152.2M

Clients

180

460 accounts

Employees

Bottom 25% of cohort in VA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: PLRO
Registration date: Apr 26, 2021
Principal office: 733 BOUSH STREET, SUITE 100, NORFOLK, VA, 23510-1591
Phone: 757-321-3725
Website: HTTP://WWW.HWMGROUP.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $152.2M
Discretionary AUM: $152.2M
Non-discretionary AUM: $0
Discretionary accounts: 460
Non-discretionary accounts: 0
Total accounts: 460
AUM per client: $846K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$546K
Charitable organizations	Fewer than 5	$347K
High net worth individuals	40	$105.1M
Individuals (other than high net worth individuals)	137	$46.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Clients	174	180	increased by6
Apr 1, 2026	AUM	$124,051,923	$152,216,991	increased by$28,165,068
Apr 1, 2026	Accounts	443	460	increased by17
Mar 1, 2026	Employees	6	5	decreased by1
May 1, 2025 vs Oct 1, 2022	Employees	9	6	decreased by3
May 1, 2025 vs Oct 1, 2022	Clients	216	174	decreased by42
May 1, 2025 vs Oct 1, 2022	AUM	$160,102,974	$124,051,923	decreased by$36,051,051
May 1, 2025 vs Oct 1, 2022	Accounts	530	443	decreased by87
Aug 1, 2022	Employees	8	9	increased by1
Apr 1, 2022	Clients	191	216	increased by25
Apr 1, 2022	AUM	$137,469,911	$160,102,974	increased by$22,633,063
Apr 1, 2022	Accounts	519	530	increased by11
Jul 1, 2021	Employees	9	8	decreased by1
May 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “HERITAGE WEALTH” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HERITAGE WEALTH” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.