← Directory
COHEN KLINGENSTEIN, LLC
CRD 148428File 801-69612
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.39B
Top 25% of cohort (national)
Discretionary AUM
$3.39B
Clients
106
114 accounts
Employees
7
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 23, 2008
- Principal office
- 1441 BROADWAY, SUITE 2301, NEW YORK, NY, 10018
- Phone
- 212-757-0235
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.39B
- Discretionary AUM
- $3.39B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 114
- Non-discretionary accounts
- 0
- Total accounts
- 114
- AUM per client
- $32.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 10 | $962.3M |
| High net worth individuals | 76 | $134.3M |
| Pooled investment vehicles | 6 | $2.27B |
| Pension and profit sharing plans | Fewer than 5 | $13.1M |
| Individuals (other than high net worth individuals) | 14 | $3.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 112 | 106 | decreased by6 |
| Apr 1, 2026 | AUM | $2,991,839,019 | $3,391,536,316 | increased by$399,697,297 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 118 | 112 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,622,816,214 | $2,991,839,019 | increased by$369,022,805 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 120 | 114 | decreased by6 |
| Apr 1, 2022 | Clients | 112 | 118 | increased by6 |
| Apr 1, 2022 | AUM | $2,565,465,653 | $2,622,816,214 | increased by$57,350,561 |
| Apr 1, 2022 | Accounts | 118 | 120 | increased by2 |
| Oct 1, 2021 | Employees | 6 | 7 | increased by1 |
| Oct 1, 2021 | Clients | 111 | 112 | increased by1 |
| Oct 1, 2021 | AUM | $2,189,165,610 | $2,565,465,653 | increased by$376,300,043 |
| Oct 1, 2021 | Accounts | 117 | 118 | increased by1 |
| Sep 1, 2021 | Disclosures | No | Yes | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COHEN KLINGENSTEIN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COHEN KLINGENSTEIN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.